Employers › Navian Capital
Recordkeeping fees per participant · Navian Capital, LLC 401(k) P/S Plan · plan year 2024
$135.61
Higher than 75% of the 7,477 plans $1 to 10M that report it.
= $13,968 / 103
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251015194216NAL0010992482001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015194216NAL0010992482001, received 2025-10-15
Percentiles compare this plan with the Schedule H plans $1 to 10M in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-10-15.
Administrative expenses excluding investment management, per participant
$135.61
Higher than 61% of the 14,713 plans $1 to 10M that report it.
= $13,968 / 103
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251015194216NAL0010992482001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015194216NAL0010992482001, received 2025-10-15
Administrative expenses per participant
$271.76
Higher than 77% of the 15,210 plans $1 to 10M that report it.
= $27,991 / 103
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015194216NAL0010992482001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015194216NAL0010992482001, received 2025-10-15
Administrative expenses as a share of assets
0.452%
Higher than 43% of the 15,243 plans $1 to 10M that report it.
= $27,991 / $6,198,260
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015194216NAL0010992482001, received 2025-10-15
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251015194216NAL0010992482001, received 2025-10-15
Employer contributions per participant
$3,847
Higher than 96% of the 13,342 plans $1 to 10M that report it.
= $396,203 / 103
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015194216NAL0010992482001, received 2025-10-15
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015194216NAL0010992482001, received 2025-10-15
Employer share of total contributions
31.2%
Higher than 58% of the 13,370 plans $1 to 10M that report it.
= $396,203 / $1,269,354
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015194216NAL0010992482001, received 2025-10-15
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251015194216NAL0010992482001, received 2025-10-15
Plan terms are not published in public filings.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20251015194216NAL0010992482001, received 2025-10-15
| Field | Value | Source |
|---|---|---|
| Plan sponsor | NAVIAN CAPITAL, LLC | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Plan name | NAVIAN CAPITAL, LLC 401(K) P/S PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Sponsor EIN / plan number | 14-1928469 / 001 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Sponsor location | CINCINNATI, OH | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Industry (business code) | 523900, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Filing received | 2025-10-15 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Participants, beginning of year | 117 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Active participants | 66 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Participants, end of year | 109 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Participants with an account balance | 103 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total assets, beginning of year | $4,917,428 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total assets, end of year | $6,198,260 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Net assets, end of year | $6,198,260 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total income | $2,141,262 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Net income | $1,280,832 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Employer contributions | $396,203 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Participant contributions | $873,151 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Other contributions (incl. rollovers) | $0 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total contributions | $1,269,354 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Benefit payments | $832,439 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total expenses (incl. benefit payments) | $860,430 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Total administrative expenses | $27,991 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Contract administrator fees | $0 | Schedule H, line 2i(2); CONTRACT_ADMIN_FEES_AMT pos 106; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Recordkeeping fees | $13,968 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| IQPA audit fees | $0 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Investment advisory and management fees | $14,023 | Schedule H, line 2i(5); INVST_MGMT_FEES_AMT pos 107; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Administrative expenses excluding investment management | $13,968 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Held in master trusts | $0 | Schedule H, line 1c(11) col (b); INT_MASTER_TR_EOY_AMT pos 53; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Held in common/collective trusts | $0 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Held in mutual funds | $6,154,611 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20251015194216NAL0010992482001, received 2025-10-15 |
| Independent auditor | UHY LLP | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20251015194216NAL0010992482001, received 2025-10-15 |
Position = column in the DOL layout for form year 2024. Filing 20251015194216NAL0010992482001, received 2025-10-15.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY Orecordkeeper | RECORDKEEPER | 64 Recordkeeping fees | $13,968 | yes |
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | 27 Investment advisory (plan) | $12,641 | no |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | 28 Investment management | $1,383 | no |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20251015194216NAL0010992482001, received 2025-10-15.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $4,917,428 | $6,198,260 | 26.0% |
| Participants with a balance | 115 | 103 | -10.4% |
| Administrative expenses | $21,126 | $27,991 | 32.5% |
| Recordkeeping fees per participant | not reported | $135.61 | |
| Employer contributions | $546,111 | $396,203 | -27.5% |
Prior filing 20241015091917NAL0016047363001, received 2024-10-15; the plan years are contiguous.
Sponsor name as filed: NAVIAN CAPITAL, LLC; SEC registrant: Navian Capital, LLC (CIK 1545104, matched by EIN).