Employers › StoneX Group
Recordkeeping fees per participant · Stonex Group Inc. 401(k) Plan · plan year 2024
$13.30
Higher than 12% of the 1,697 plans $250M to 1B that report it.
= $30,501 / 2,294
Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250731145058NAL0013510306001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731145058NAL0013510306001, received 2025-07-31
Percentiles compare this plan with the Schedule H plans $250M to 1B in assets of the same plan year, excluding final filings; shown only where at least 50 comparable plans report the figure. Plan year 2024-01-01 to 2024-12-31, filing received 2025-07-31.
Administrative expenses excluding investment management, per participant
$76.00
Higher than 60% of the 2,324 plans $250M to 1B that report it.
= $174,353 / 2,294
derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250731145058NAL0013510306001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731145058NAL0013510306001, received 2025-07-31
Administrative expenses per participant
$76.00
Higher than 41% of the 2,405 plans $250M to 1B that report it.
= $174,353 / 2,294
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731145058NAL0013510306001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731145058NAL0013510306001, received 2025-07-31
Administrative expenses as a share of assets
0.056%
Higher than 38% of the 2,407 plans $250M to 1B that report it.
= $174,353 / $309,201,812
Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731145058NAL0013510306001, received 2025-07-31
assets_eoy: Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250731145058NAL0013510306001, received 2025-07-31
Employer contributions per participant
$5,381
Higher than 76% of the 2,457 plans $250M to 1B that report it.
= $12,343,048 / 2,294
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731145058NAL0013510306001, received 2025-07-31
participants_with_balance: Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731145058NAL0013510306001, received 2025-07-31
Employer share of total contributions
33.8%
Higher than 59% of the 2,459 plans $250M to 1B that report it.
= $12,343,048 / $36,532,699
Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731145058NAL0013510306001, received 2025-07-31
total_contrib: Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250731145058NAL0013510306001, received 2025-07-31
Employer match
“For each participant’s eligible elective deferral contribution to the 401(k) Plan, the Company makes matching contributions to the 401(k) Plan in amounts equal to 100% on the first 3% of employee contributions and 50% on the next 4% of employee contributions, up to 7% of employee compensation.”
Form 10-K filed 2025-11-28, for the year ended 2025-09-30 · benefits note, 10-K benefits note · source document
Vesting
“Employees are fully vested in both employee and matching employer contributions immediately.”
Form 10-K filed 2025-11-28, for the year ended 2025-09-30 · benefits note, 10-K benefits note · source document
Terms quoted from the filing for the year ended 2025-09-30. Figures cover plan year 2024. The plan document governs.
2E profit-sharing · 2F ERISA 404(c) plan · 2G fully participant-directed · 2J 401(k) feature · 2K 401(m) arrangement · 2S pre-approved plan document · 2T default investment (QDIA) · 3D IRS pre-approved plan · 3H controlled-group sponsor · Form 5500, line 8a; TYPE_PENSION_BNFT_CODE pos 81; filing 20250731145058NAL0013510306001, received 2025-07-31
| Field | Value | Source |
|---|---|---|
| Plan sponsor | STONEX GROUP INC. | Form 5500, Part II line 2a; SPONSOR_DFE_NAME pos 19; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Plan name | STONEX GROUP INC. 401(K) PLAN | Form 5500, line 1a; PLAN_NAME pos 16; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Sponsor EIN / plan number | 59-2921318 / 004 | Form 5500, line 2b; SPONS_DFE_EIN pos 44; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Plan type | single-employer | Form 5500, Part I line A; TYPE_PLAN_ENTITY_CD pos 4; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Sponsor location | KANSAS CITY, MO | Form 5500, line 2a; SPONS_DFE_MAIL_US_STATE pos 25; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Industry (business code) | 523130, Finance and insurance | Form 5500, line 2d; BUSINESS_CODE pos 46; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Plan year | 2024-01-01 to 2024-12-31 | Form 5500, Part I plan year; FORM_PLAN_YEAR_BEGIN_DATE pos 2; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Filing received | 2025-07-31 | Form 5500, EFAST2 receipt date; DATE_RECEIVED pos 102; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Final filing | no | Form 5500, Part I line B; FINAL_FILING_IND pos 8; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Amended filing | no | Form 5500, Part I line B; AMENDED_IND pos 7; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Participants, beginning of year | 2,331 | Form 5500, line 5; TOT_PARTCP_BOY_CNT pos 71; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Active participants | 1,824 | Form 5500, line 6a(2); TOT_ACTIVE_PARTCP_CNT pos 72; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Participants, end of year | 2,344 | Form 5500, line 6f; TOT_ACT_RTD_SEP_BENEF_CNT pos 77; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Participants with an account balance | 2,294 | Form 5500, line 6g(2); PARTCP_ACCOUNT_BAL_CNT pos 78; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total assets, beginning of year | $265,581,419 | Schedule H, Part I line 1f col (a); TOT_ASSETS_BOY_AMT pos 30; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total assets, end of year | $309,201,812 | Schedule H, Part I line 1f col (b); TOT_ASSETS_EOY_AMT pos 61; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Net assets, end of year | $309,201,812 | Schedule H, line 1l col (b); NET_ASSETS_EOY_AMT pos 67; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total income | $67,141,937 | Schedule H, Part II line 2d; TOT_INCOME_AMT pos 97; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Net income | $43,620,393 | Schedule H, line 2k; NET_INCOME_AMT pos 111; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Employer contributions | $12,343,048 | Schedule H, Part II line 2a(1)(A); EMPLR_CONTRIB_INCOME_AMT pos 68; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Participant contributions | $22,372,518 | Schedule H, line 2a(1)(B); PARTICIPANT_CONTRIB_AMT pos 69; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Other contributions (incl. rollovers) | $1,817,133 | Schedule H, line 2a(1)(C); OTH_CONTRIB_RCVD_AMT pos 70; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total contributions | $36,532,699 | Schedule H, line 2a(3); TOT_CONTRIB_AMT pos 72; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Benefit payments | $23,347,191 | Schedule H, line 2e(4); TOT_DISTRIB_BNFT_AMT pos 101; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total expenses (incl. benefit payments) | $23,521,544 | Schedule H, line 2j; TOT_EXPENSES_AMT pos 110; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Total administrative expenses | $174,353 | Schedule H, line 2i(12) total administrative expenses; TOT_ADMIN_EXPENSES_AMT pos 109; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Recordkeeping fees | $30,501 | Schedule H, line 2i(3); OTH_RECORDKEEPING_FEES_AMT pos 160; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| IQPA audit fees | $97,872 | Schedule H, line 2i(4); IQPA_AUDIT_FEES_AMT pos 161; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Administrative expenses excluding investment management | $174,353 | derived, admin_expenses (2i(12)) minus invst_mgmt_fees (2i(5)), floored at 0; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Held in common/collective trusts | $23,242,731 | Schedule H, line 1c(9) col (b); INT_COMMON_TR_EOY_AMT pos 51; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Held in mutual funds | $281,780,898 | Schedule H, line 1c(13) col (b); INT_REG_INVST_CO_EOY_AMT pos 55; filing 20250731145058NAL0013510306001, received 2025-07-31 |
| Independent auditor | CBIZ CPAS P.C. | Schedule H, Part III line 3a; ACCOUNTANT_FIRM_NAME pos 116; filing 20250731145058NAL0013510306001, received 2025-07-31 |
Position = column in the DOL layout for form year 2024. Filing 20250731145058NAL0013510306001, received 2025-07-31.
| Provider | Relationship | Service codes | Direct compensation | Indirect |
|---|---|---|---|---|
| CBIZ CPAS P.C. | ACCOUNTANT | 10 Accounting (including auditing) | $97,872 | no |
| STINSON LLP | OTHER | 70 Consulting fees | $45,980 | no |
| MERRILL LYNCH, PIERCE, FENNER AND Srecordkeeper | RECORDKEEPER | 15 Recordkeeping and information management; 52 Investment management fees paid indirectly by plan; 59 Shareholder servicing fees; 60 Sub-transfer agency fees; 62 Float revenue; 63 Distribution (12b-1) fees; 71 Securities brokerage commissions and fees; 72 Other investment fees and expenses | $30,501 | yes |
Schedule C Part I line 2: name (a), service codes (b), relationship (c), direct compensation paid by the plan (d), indirect compensation received (e). Filing 20250731145058NAL0013510306001, received 2025-07-31.
| Figure | 2023 | 2024 | Change |
|---|---|---|---|
| Total assets | $265,581,419 | $309,201,812 | 16.4% |
| Participants with a balance | 2,247 | 2,294 | 2.1% |
| Administrative expenses | $76,953 | $174,353 | 126.6% |
| Recordkeeping fees per participant | $12.07 | $13.30 | 10.1% |
| Employer contributions | $11,069,751 | $12,343,048 | 11.5% |
Prior filing 20241015115427NAL0014540195001, received 2024-10-15; the plan years are contiguous.
Sponsor name as filed: STONEX GROUP INC.; SEC registrant: StoneX Group Inc. (CIK 913760, matched by EIN; display name from the Form 10-K cover).