Plans listing this provider
1,713
3.04% of the 56,420 plans with Schedule H financials; 1,695 in 2023
Providers › Merrill Lynch Pierce Fenner & Smith
Merrill Lynch Pierce Fenner & Smith
- Service provider, as named on Schedule C
- EIN 135674085
- Plan year 2024
- Direct compensation reported $147,044,037
Assets of those plans
$284,851,587,722
3.66% of all Schedule H plan assets
Plans where it is the recordkeeper
839
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Median direct compensation per participant, as recordkeeper
$70.68
across 824 plans that pay it a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 15 | Recordkeeping and information management | 833 |
| 60 | Sub-transfer agency fees | 737 |
| 52 | Investment management fees paid indirectly by plan | 687 |
| 50 | Direct payment from the plan | 673 |
| 59 | Shareholder servicing fees | 627 |
| 27 | Investment advisory (plan) | 588 |
| 72 | Other investment fees and expenses | 537 |
| 62 | Float revenue | 536 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Walmart 401(k) Planrecordkeeper | Walmart | $50,790,179,678 | 1,161,254 | $24,035,254 |
| Accenture United States 401(k) Match and Savings Planrecordkeeper | Accenture | $21,302,643,276 | 108,703 | $478,424 |
| The Kroger Co. 401(k) Retirement Savings Account Planrecordkeeper | Kroger | $11,809,161,000 | 149,880 | $2,047,540 |
| KPMG 401(k) Capital Accumulation Planrecordkeeper | TL Ventures IV | $10,492,716,824 | 54,737 | $1,753,561 |
| The Southern Company Employee Savings Planrecordkeeper | Southern Company Services | $9,300,088,498 | 34,850 | $1,594,946 |
| Amgen Retirement and Savings Planrecordkeeper | Amgen | $7,722,176,696 | 22,574 | $5,341,609 |
| Retirement Savings Planrecordkeeper | Corteva Agriscience | $7,020,466,008 | 24,441 | $973,422 |
| AECOM Retirement & Savings Planrecordkeeper | AECOM | $6,778,848,784 | 31,444 | $2,850,898 |
| Fiserv 401(k) Savings Planrecordkeeper | Fiserv Solutions | $5,136,404,794 | 36,203 | $1,128,202 |
| Blackrock Retirement Savings Planrecordkeeper | BlackRock | $4,759,621,920 | 14,259 | $10,003 |
| Waste Management Retirement Savings Planrecordkeeper | Waste Management | $4,076,643,703 | 44,522 | $1,518,163 |
| Dupont Retirement Savings Planrecordkeeper | Dupont de Nemours | $3,411,317,052 | 13,186 | $738,054 |
| Franklin Templeton 401(k) Retirement Planrecordkeeper | Franklin Resources | $2,796,746,897 | 6,627 | $290,587 |
| Stantec 401(k) Planrecordkeeper | Stantec Consulting Services | $2,319,061,108 | 16,079 | $668,144 |
| American Financial Group 401(k) Retirement and Savings Planrecordkeeper | American Financial Group | $2,317,806,333 | 10,176 | $476,573 |
| Eastman Kodak Employees' Savings and Investment Planrecordkeeper | Eastman Kodak | $2,148,394,223 | 7,158 | $288,630 |
| Midamerican Energy Company Retirement Savings Planrecordkeeper | Midamerican Energy | $1,984,497,578 | 8,047 | $218,924 |
| Zoetis Savings Planrecordkeeper | Zoetis | $1,932,168,156 | 8,845 | $525,599 |
| Sedgwick 401(k) Savings Planrecordkeeper | Sedgwick Claims Management Services | $1,914,186,828 | 29,448 | $1,332,966 |
| Dover Corporation Retirement Savings Planrecordkeeper | Dover | $1,860,991,105 | 18,009 | $1,129,837 |
| Conagra Brands Retirement Income Savings Planrecordkeeper | Conagra Brands | $1,737,040,808 | 13,298 | $781,573 |
| Syensqo USA 401(k))planrecordkeeper | Syensqo USA | $1,729,855,793 | 6,951 | $361,644 |
| Mclane Company, Inc. Profit Sharing Planrecordkeeper | Mclane | $1,507,658,303 | 28,461 | $1,479,806 |
| J.B. Hunt Transport Services, Inc. Employee Retirement Planrecordkeeper | Hunt J B Transport Services | $1,407,976,159 | 26,216 | $1,745,061 |
| Transunion 401(k) & Savings Planrecordkeeper | Transunion Intermediate Holdings | $1,359,391,457 | 6,116 | $241,625 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.