Plans listing this provider
18
0.03% of the 56,420 plans with Schedule H financials; 8 in 2023
Providers › Cetera Investment Advisors
Cetera Investment Advisors
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $549,889
Assets of those plans
$679,548,503
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
1
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$549,889
100% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 16 |
| 50 | Direct payment from the plan | 9 |
| 26 | Investment advisory (participants) | 2 |
| 28 | Investment management | 1 |
| 33 | Securities brokerage | 1 |
| 52 | Investment management fees paid indirectly by plan | 1 |
| 64 | Recordkeeping fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Open PEP | Plan Professionals | $354,955,853 | 8,929 | $15,764 |
| Cbeyondata Retirement Savings Plan | Cbeyondata | $63,704,833 | 503 | $38,543 |
| Jim Hudson Employee Group 401(k) Profit Sharing Plan | Jim Hudson Luxury Cars | $40,781,153 | 484 | $54,856 |
| Transwood Employees' Retirement Plan | Transwood | $35,202,731 | 1,077 | $48,952 |
| Wegner Cpas, LLP Salary Savings Plan | Wegner Cpas | $32,197,471 | 203 | $50,000 |
| Onix Group 401(k) Plan | Onix Group | $30,192,011 | 613 | $40,000 |
| IT Concepts 401(k) Plan | IT Concepts | $26,807,325 | 532 | $66,955 |
| Sellers, Dorsey & Associates, LLC 401(k) Plan | Sellers Dorsey & Associates | $25,768,275 | 277 | $53,834 |
| Employee Benefit Plan of Nelson & Sonsrecordkeeper | Nelson & Sons Construction | $14,724,878 | 214 | $39,872 |
| GIS National, LLC 401(k) Plan and Trust | GIS National | $11,733,153 | 333 | $21,522 |
| Weldfit 401(k) Plan | Weldfit | $8,233,667 | 202 | $32,059 |
| Mission Design & Automation, LLC 401(k) Plan | Mission Design & Automation | $8,005,344 | 134 | $19,313 |
| Anton Cabinetry 401(k) Retirement Plan | Southwest Cabinet | $7,058,649 | 95 | $15,541 |
| Aveva Drug Delivery Systems, Inc. 401(k) Plan | Sano | $6,135,419 | 254 | $8,116 |
| Shades of Light, LLC 401(k) Plan | Shades of Light | $4,321,023 | 116 | $11,535 |
| The Daily Planet 403(b) Plan | Daily Planet | $4,258,341 | 119 | $12,298 |
| Del Zotto Products of Florida 401(k) Plan | Del Zotto Products of Florida | $3,450,319 | 158 | $11,300 |
| River City Mortgage, LLC 401(k) P/S Plan | River City Mortgage | $2,018,058 | 62 | $9,429 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.