Plans listing this provider
123
0.22% of the 56,420 plans with Schedule H financials; 150 in 2023
Providers › Morgan Stanley Smith Barney LLC
Morgan Stanley Smith Barney LLC
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $825,908
Assets of those plans
$2,843,166,588
0.04% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$825,908
16% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 55 | Other commissions | 63 |
| 99 | Other fees | 41 |
| 49 | Other services | 39 |
| 27 | Investment advisory (plan) | 16 |
| 50 | Direct payment from the plan | 6 |
| 28 | Investment management | 4 |
| 19 | Custodial (securities) | 2 |
| 33 | Securities brokerage | 2 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Amalgamated Transit Union National 401(k) Pension Plan | Board of Trustees of the Amalgamated Transit Union | $267,111,628 | 17,584 | $62,582 |
| Club Retirement Plan | Club Management Association of America | $262,727,712 | 5,168 | $0 |
| Tra-minw, P.S. 401(k) Profit Sharing Plan and Trust | Tra-minw P.S. | $171,770,096 | 870 | $23,786 |
| Hawthorn Medical Associates, LLC Profit Sharing Plan | Hawthorn Medical Associates | $134,899,596 | 200 | $0 |
| Dead River 401(k) Retirement Savings Plan | Dead River | $100,908,217 | 2,265 | $60,000 |
| Traylor Construction Group 401(k) Plan | Traylor Bros. | $83,820,687 | 1,043 | $89,801 |
| Baillie Lumber Co., L.P. 401(k) Plan | Baillie Lumber | $78,791,411 | 1,029 | $40,000 |
| Goodway Group, Inc., 401(k) SVGS and Investment Plan | Goodway Group | $51,499,293 | 573 | $73,012 |
| HBA Health Systems, LLC 401(k) Retirement Savings Plan | HBA Health Systems | $47,942,003 | 797 | $0 |
| R.C. Hedreen Company Retirement Savings Plan | R.C. Hedreen | $47,422,357 | 1,011 | $0 |
| Bowen Engineering Profit Sharing 401(k) Plan | Bowen Engineering | $44,912,621 | 337 | $16,475 |
| Mizuno USA, Inc. 401(k) Plan | Mizuno USA | $43,981,742 | 349 | $0 |
| Mangione Family Enterprises Retirement Plan | Commercial Contractors | $40,587,638 | 652 | $0 |
| Cementation USA, Inc. 401(k) Plan | Cementation USA | $38,791,701 | 498 | $0 |
| Atlanta Women's Healthcare Specialists, LLC 401(k) Profit Sharing Plan | Atlanta Women's Healthcare Specialists | $37,626,688 | 155 | $0 |
| Vermont Gas Systems, Inc. 401(k) Plan | Vermont Gas Systems | $37,127,503 | 201 | $89,037 |
| Ajax Paving Industries of Florida, LLC 401(k) Plan | Ajax Paving Industries of Florida | $35,586,561 | 416 | $0 |
| Bankers' Bank 401(k) Plan | Bankers Bank | $35,440,292 | 209 | $0 |
| Orthopedic Associates of SW Ohio Inc Profit Sharing 401(k) Plan | Orthopedic Associates of SW Ohio | $34,050,179 | 211 | $34,799 |
| Smith Micro Software, Inc. 401(k) Profit Sharing Plan | Smith Micro Software | $33,785,503 | 282 | $0 |
| VSE 401(k) Profit Sharing Plan | VSE | $30,453,589 | 277 | not reported |
| California Nurses Association 401(k) Retirement Plan | California Nurses Association | $30,276,162 | 253 | $0 |
| Ortho Montana, PSC 401(k) Profit Sharing Plan | Ortho Montana | $30,134,622 | 139 | $20,593 |
| Saviynt, Inc. 401(k) Profit Sharing Plan | Saviynt | $29,416,381 | 484 | $0 |
| Pathways, Inc. 401(k) Profit Sharing Plan | Pathways | $28,722,977 | 641 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.