Plans listing this provider
294
0.52% of the 56,420 plans with Schedule H financials; 303 in 2023
Providers › Morgan Stanley Smith Barney
Morgan Stanley Smith Barney
- Service provider, as named on Schedule C
- EIN 264310632
- Plan year 2024
- Direct compensation reported $9,076,196
Assets of those plans
$25,077,327,496
0.32% of all Schedule H plan assets
Plans where it is the recordkeeper
4
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$9,076,196
56% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 132 |
| 55 | Other commissions | 101 |
| 50 | Direct payment from the plan | 70 |
| 99 | Other fees | 37 |
| 28 | Investment management | 28 |
| 49 | Other services | 21 |
| 16 | Consulting (general) | 18 |
| 26 | Investment advisory (participants) | 16 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| King & Spalding LLP Profit Sharing - 401(k) Plan | King & Spalding | $1,272,173,406 | 3,155 | $33,886 |
| FTI Consulting, Inc. 401(k) Plan | FTI Consulting | $1,218,021,645 | 5,947 | $15,000 |
| IBEW Local Union No. 126 Retirement Plan | Trustees of IBEW Local Union No. 126 Retirement Plan | $1,051,884,736 | 6,762 | $20,000 |
| Mercury General Corporation Profit Sharing Plan | Mercury General | $940,916,309 | 5,415 | $49,500 |
| Entertainment Industry 401(k) Plan | Board of Trustees Entertainment Industry 401(k) Plan | $723,346,699 | 29,282 | $150,000 |
| Talen Energy Retirement Savings Plan | Talen Energy Supply | $663,781,517 | 2,659 | $282,672 |
| Griffon Corporation Retirement Plan | Griffon | $650,193,492 | 6,230 | $33,750 |
| Nationstar Mortgage 401(k) Retirement Plan | Nationstar Mortgage | $603,826,605 | 8,088 | $80,000 |
| US Radiology Specialists 401(k) Retirement Plan | US Radiology Specialists | $571,007,323 | 4,428 | $43,761 |
| Ares Retirement Savings Plan | Ares Management | $518,552,184 | 2,427 | $46,355 |
| Isolved 401-k Plan | Plan Professionals | $465,689,331 | 24,264 | $143,647 |
| Electric Reliability Council of Texas 401(k) Savings Plan | Ercot | $464,929,561 | 1,254 | $117,234 |
| Vorys, Sater, Seymour and Pease LLP Retirement Plan | Vorys Sater Seymour and Pease | $435,538,575 | 1,069 | $20,895 |
| Yaskawa America, Inc. 401(k) Plan | Yaskawa America | $379,392,244 | 1,615 | $50,000 |
| Chemed/roto Rooter Savings & Retirement Plan | Chemed | $371,072,376 | 4,462 | $10,000 |
| Direct Supply, Inc. 401(k) Retirement Savings Plan | Direct Supply | $346,094,683 | 1,760 | $60,000 |
| Delaware North Companies 401(k) Plan | Delaware North Companies | $343,543,322 | 4,572 | $78,000 |
| Ribbon Communications 401(k) Profit Sharing Plan | Sonus | $340,170,535 | 1,316 | $131,098 |
| The Iowa Clinic 401(k) Profit Sharing Plan | Iowa Clinic | $328,901,653 | 1,794 | $33,549 |
| Exelixis, Inc. 401(k) Plan | Exelixis | $318,950,377 | 1,825 | $0 |
| Wilson, Elser, Moskowitz, Edelman & Dicker LLP 401(k) Savings Plan | Wilson Elser Moskowitz Edelman & Dicker | $307,228,141 | 2,274 | $0 |
| Allen Matkins Profit Sharing and 401(k) Plan | Allen Matkins Leck Gamble Mallory & Natsis | $303,169,545 | 569 | $8,190 |
| Lewis Brisbois Bisgaard & Smith LLP Employees 401(k) Planrecordkeeper | Lewis Brisbois Bisgaard & Smith | $301,490,112 | 3,945 | $202,175 |
| The Trade Desk 401(k) Plan | Trade Desk | $298,462,206 | 2,664 | $0 |
| Pruitthealth, Inc. Employees 401(k) Plan and Hero Fund | Pruitthealth | $266,959,282 | 20,746 | $122,787 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.