Plans listing this provider
441
0.78% of the 56,420 plans with Schedule H financials; 458 in 2023
Providers › National Financial Services
National Financial Services
- Service provider, as named on Schedule C
- EIN 043523567
- Plan year 2024
- Direct compensation reported $508,957
Assets of those plans
$71,427,910,986
0.92% of all Schedule H plan assets
Plans where it is the recordkeeper
10
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$508,957
5% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 71 | Securities brokerage commissions and fees | 390 |
| 33 | Securities brokerage | 389 |
| 19 | Custodial (securities) | 21 |
| 61 | Finders fees / placement fees | 15 |
| 50 | Direct payment from the plan | 13 |
| 15 | Recordkeeping and information management | 8 |
| 55 | Other commissions | 4 |
| 21 | Trustee (bank, trust company or similar) | 3 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| 401(k) Pension Plan | National Rural Electric Cooperative Association | $16,840,459,887 | 79,674 | $0 |
| Lifepoint Health, Inc. Retirement Planrecordkeeper | RegionalCare Hospital Partners Holdings | $2,575,185,745 | 56,153 | $0 |
| Volvo Group North America Voluntary Investment Pretax Plan | Volvo Group North America | $1,455,271,106 | 7,550 | $0 |
| Wakemed Retirement Savings Plan | Wakemed | $1,442,148,441 | 15,626 | $0 |
| IBEW Local Union No. 126 Retirement Plan | Trustees of IBEW Local Union No. 126 Retirement Plan | $1,051,884,736 | 6,762 | $0 |
| Alliant Insurance Services, Inc. 401(k) Savings & Investment Plan | Alliant Insurance Services | $986,638,235 | 8,517 | $0 |
| PTC 401(k) Savings Plan | PTC | $855,963,083 | 3,789 | $0 |
| Sparrow Health System Associate Retirement Savings Plan | Sparrow Health System | $806,524,883 | 12,280 | $0 |
| Danone U.S. 401(k) Plan | Danone North America Public Benefit | $772,632,191 | 6,757 | $0 |
| Endurance 401(k) Plan | Endurance U.S. Holdings | $662,667,805 | 3,536 | $0 |
| Shook, Hardy & Bacon 401(k) Profit Sharing Plan | Shook Hardy & Bacon | $650,782,045 | 1,806 | $0 |
| Prohealth Retirement Savings Plan | Prohealth Care | $635,179,583 | 5,693 | $0 |
| Ascension Healthcare 401(k) Retirement Savings Plan | Ascension Health | $599,935,108 | 7,250 | $0 |
| Coca-cola Southwest Beverages 401(k) Plan | Coca-cola Southwest Beverages | $589,032,657 | 10,073 | $0 |
| Incyte Corporation 401(k) Plan | Incyte | $512,985,927 | 2,263 | $0 |
| H. Lee Moffitt Cancer Center & Research Inst, Inc. Retire Planrecordkeeper | H. Lee Moffitt Cancer Center | $504,721,774 | 9,144 | $0 |
| Prevea Clinic, Inc. 401(k) and Retirement Plan | Prevea Clinic | $491,684,640 | 2,757 | $0 |
| The Cooper Companies, Inc. 401(k) Savings Plan | Cooper Companies | $487,577,684 | 5,157 | $0 |
| Schenker, Inc. 401(k) Savings and Investment Plan | Schenker | $464,893,836 | 11,418 | $0 |
| Richemont North America, Inc. Retirement Plan | Richemont North America | $456,515,707 | 4,290 | $0 |
| Northern Arizona Healthcare Corporation 401(k) Plan | Northern Arizona Healthcare | $413,686,664 | 5,031 | $0 |
| Stephens Employees' 401(k) Profit Sharing Plan and Trust | Stephens Shared Services | $409,348,294 | 1,804 | $0 |
| Triniplus Retirement Plan | Trinity Health | $407,261,415 | 3,708 | $0 |
| The Safe Harbor 401(k) Plan | Sumitomo Corporation of Americas | $406,048,479 | 3,452 | $0 |
| Structure Tone Organization 401(k) Plan | STO Building Group | $402,346,035 | 2,093 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.