Plans listing this provider
26
0.05% of the 56,420 plans with Schedule H financials; 26 in 2023
Providers › Principal Securities Inc
Principal Securities Inc
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $398,701
Assets of those plans
$638,127,908
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$398,701
50% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 12 |
| 55 | Other commissions | 12 |
| 50 | Direct payment from the plan | 2 |
| 26 | Investment advisory (participants) | 1 |
| 53 | Insurance brokerage commissions and fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Continuum Advantage, LLC 401(k) Plan | Continuum Advantage | $14,312,674 | 244 | $0 |
| Walther Farms LLC 401(k) Plan | Walther Farms | $13,691,403 | 139 | $28,067 |
| Schleich Enterprises, Inc. 401(k) Profit Sharing Plan | Schleich Enterprises | $13,404,071 | 228 | $0 |
| Potato King, Inc. 401(k) Plan | Potato King | $12,311,650 | 149 | $18,339 |
| Olympus Group, Inc. 401(k) Plan | Olympus Group | $10,812,007 | 233 | $0 |
| The Caspers Company 401(k) Plan | JTS Enterprises of Tampa | $10,115,363 | 218 | $0 |
| The 401(k) Profit Sharing Plan for Employees of Affinity Truck Center | Central Valley GMC D/B/A Affinity Truck Center | $10,070,096 | 126 | $25,764 |
| Friendly Holding Company Retirement Savings Plan | Betten Friendly Motors | $9,769,244 | 180 | $0 |
| Homeward Bound, Inc. 403(b) Retirement Savings Plan | Homeward Bound | $8,961,770 | 398 | not reported |
| The Geneva School 401(k) Retirement Plan | Geneva School | $6,816,984 | 116 | $0 |
| Fremont Beef Company Retirement Savings Plan | Fremont Beef | $6,534,618 | 95 | $12,218 |
| Omni Behavioral Health 401(k) Plan | Omni Behavioral Health | $6,508,299 | 112 | $17,354 |
| Kinney Manufacturing 401(k) Plan | Kinney Manufacturing | $3,897,665 | 169 | $10,228 |
| Mei Group 401(k) Plan | Mei Group | $3,635,199 | 340 | $0 |
| New Era 401(k) Plan | New Era Technology | $157,389,669 | 1,950 | $103,253 |
| Fusion Medical Staffing LLC 401(k) Plan | Fusion Medical Staffing | $77,484,859 | 2,314 | $39,630 |
| Iowa Orthopaedic Center, P.C. 401(k) Profit Sharing Plan | Iowa Orthopaedic Center | $68,942,170 | 421 | $5,044 |
| Greenway Automotive Group 401(k) Plan | Greenway Ford | $42,158,175 | 2,268 | $0 |
| Behler-young Company Profit Sharing 401(k) Plan | Behler-young | $32,742,085 | 330 | $0 |
| Metric Engineering Savings and Retirement Plan | Metric Engineering | $32,030,943 | 432 | $57,951 |
| Million Dollar Round Table 401(k) Thrift Plan | Million Dollar Round Table | $22,157,497 | 162 | $28,811 |
| Gateway Health Clinic, Ltd. 401(k) Profit Sharing Plan | Gateway Family Health Clinic | $19,780,849 | 116 | $47,943 |
| American Pop Corn Company 401(k) Plan | American Pop Corn | $19,541,336 | 166 | $0 |
| Jonaco Machine Deferred Savings and Profit Sharing Plan | Demmer Investments III | $17,774,311 | 164 | $0 |
| Dan Deery Motor Co. Profit Sharing Plan | Dan Deery Motor | $15,863,007 | 0 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.