Plans listing this provider
14
0.02% of the 56,420 plans with Schedule H financials; 19 in 2023
Providers › Purshe Kaplan Sterling INV
Purshe Kaplan Sterling INV
- Service provider, as named on Schedule C
- EIN 133749682
- Plan year 2024
- Direct compensation reported $141,637
Assets of those plans
$855,553,635
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$141,637
41% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 55 | Other commissions | 5 |
| 26 | Investment advisory (participants) | 4 |
| 27 | Investment advisory (plan) | 3 |
| 61 | Finders fees / placement fees | 2 |
| 99 | Other fees | 2 |
| 49 | Other services | 2 |
| 28 | Investment management | 1 |
| 59 | Shareholder servicing fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance | $650,877,712 | 27,194 | $0 |
| Aechelon Technology 401(k) Plan | Aechelon Technology | $42,676,960 | 225 | $0 |
| Watauga Orthopaedics, PLC 401(k) Profit Sharing Plan | Watauga Orthopaedics | $35,933,178 | 273 | $65,655 |
| Palecek Profit Sharing and 401(k) Plan | Palecek | $26,196,885 | 324 | $5,000 |
| Blackburn, Childers & Steagall 401(k) Profit Sharing Plan | Blackburn Childers & Steagall | $19,264,921 | 132 | $16,615 |
| Thompson Pump Profit Sharing and 401(k) Plan | Thompson Pump and Manufacturing | $15,236,905 | 130 | $0 |
| Goldstein Auto Group 401(k) Plan | Goldstein Enterprises | $13,777,744 | 196 | $0 |
| The Farbman Group 401(k) Plan | Farbman Group | $12,652,572 | 174 | $0 |
| Fruit Center, Inc. 401(k) Profit Sharing Plan | Fruit Center | $11,834,324 | 125 | $0 |
| Creative Retirement Plan | Creative Multicare | $10,902,828 | 251 | $0 |
| Forum Personnel Inc 401(k) Profit Sharing Plan & Trust | Forum Personnel | $7,311,667 | 264 | $17,440 |
| Sun City Palm Springs Communit 401(k) Profit Sharing Plan & Trust | Sun City Palm Springs Communit | $4,647,580 | 190 | $9,430 |
| Family Care Visiting Nurse & H 401(k) Profit Sharing Plan & Trust | Family Care Visiting Nurse & H | $4,240,359 | 285 | $11,360 |
| Coronado Brewing Company Inc 401(k) Profit Sharing Plan & Trust | Coronado Brewing | $0 | 107 | $16,137 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.