Plans listing this provider
284
0.50% of the 56,420 plans with Schedule H financials; 282 in 2023
Providers › UBS Financial Services Inc
UBS Financial Services Inc
- Service provider, as named on Schedule C
- Plan year 2024
- Direct compensation reported $12,892,550
Assets of those plans
$20,799,195,577
0.27% of all Schedule H plan assets
Plans where it is the recordkeeper
2
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$12,892,550
99% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 27 | Investment advisory (plan) | 255 |
| 50 | Direct payment from the plan | 42 |
| 26 | Investment advisory (participants) | 13 |
| 99 | Other fees | 13 |
| 51 | Investment management fees paid directly by plan | 4 |
| 16 | Consulting (general) | 3 |
| 28 | Investment management | 3 |
| 65 | Account maintenance fees | 3 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Cognizant Technology Solutions 401(k) Savings Plan | Cognizant Technology Solutions | $3,043,677,413 | 45,233 | $82,500 |
| American Financial Group 401(k) Retirement and Savings Plan | American Financial Group | $2,317,806,333 | 10,176 | $156,250 |
| The MGM Resorts 401(k) Savings Plan | MGM Resorts International | $2,241,956,368 | 28,535 | $243,750 |
| National Veterinary Associates, Inc. 401(k) Plan | National Veterinary Associates | $809,155,371 | 19,225 | $19,559 |
| Ergon 401(k) Plan | Ergon | $770,769,507 | 4,507 | $332,040 |
| PHI Group, Inc. 401(k) Retirement Plan | PHI Group | $426,909,453 | 2,639 | $117,145 |
| Staples US Retail 401(k) Retirement Plan | USR Parent | $404,605,979 | 7,428 | $50,000 |
| CDI Corporation 401(k) Savings Plan | CDI | $239,101,492 | 2,676 | $164,084 |
| Tennessee Orthopaedic Alliance 401(k) & Profit Sharing Plan | Tennessee Orthopaedic Alliance | $236,565,835 | 1,850 | $10,585 |
| Dawn Foods Retirement Savings Plan | Dawn Foods | $224,847,514 | 2,111 | $74,025 |
| Cams 401(k) Plan | Consolidated Asset Management Services | $202,819,246 | 1,774 | $32,547 |
| Henderson Companies, Inc. 401(k))plan & Trust | Henderson Companies | $202,017,708 | 1,208 | $55,985 |
| EGA 401(k) Profit Sharing Plan | Evergreen Shipping Agency (america) | $198,129,845 | 574 | $152,218 |
| Calista 401(k) Retirement Plan | Calista | $184,396,715 | 3,113 | $55,815 |
| Sports, Hospitality and Entertainment 401(k) Plan | Fertitta Entertainment | $181,409,296 | 3,694 | $100,355 |
| Computacenter 401(k) Plan | Computacenter United States | $177,147,308 | 2,088 | $96,335 |
| J & J Snack Foods Corp. 401(k) Profit Sharing Plan | J & J Snack Foods | $176,030,873 | 2,369 | $147,705 |
| Sunsource Savings and Investment Plan | STS Operating | $167,507,483 | 1,281 | $70,000 |
| Pryor Cashman LLP Retirement Plan | Pryor Cashman | $160,606,850 | 302 | $83,185 |
| Chiquita/fresh Express Savings and Investment Plan | Chiquita Brands International | $156,480,293 | 1,592 | $43,464 |
| Virgin Pulse, Inc. 401(k) Plan | Virgin Pulse | $155,784,123 | 2,799 | $50,032 |
| CIM Group, L.P. 401(k) Plan | CIM Group | $135,304,866 | 1,447 | $26,815 |
| Success Academy Charter Schools Retirement Plan | Success Academy Charter Schools | $134,763,348 | 5,716 | $32,500 |
| Chesterman Company 401(k) Profit Sharing Plan | Chesterman | $128,391,907 | 2,400 | $207,351 |
| Middlesex Corporation Retirement Savings Plan | Middlesex | $117,897,915 | 1,113 | $41,999 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.