Plans listing this provider
15
0.03% of the 56,420 plans with Schedule H financials; 8 in 2023
Providers › New York Life Securities
New York Life Securities
- Service provider, as named on Schedule C
- EIN 270145686
- Plan year 2024
- Direct compensation reported $0
Assets of those plans
$821,323,193
0.01% of all Schedule H plan assets
Plans where it is the recordkeeper
0
service code 65 (recordkeeping) or 64 (recordkeeping and information management)
Direct compensation reported, all plans
$0
0% of its Schedule C lines carry a positive direct amount
Direct compensation is Schedule C line 2(d), paid by the plan. Indirect compensation (revenue sharing and similar) is a flag on the filing and is not included in these amounts. A provider's name is spelled as filed; the same firm can appear under several spellings.
Services reported
| Service code | Meaning | Plans |
|---|---|---|
| 49 | Other services | 13 |
| 99 | Other fees | 12 |
| 55 | Other commissions | 8 |
| 22 | Insurance agents and brokers | 1 |
| 23 | Insurance services | 1 |
| 27 | Investment advisory (plan) | 1 |
| 53 | Insurance brokerage commissions and fees | 1 |
Largest plans served
| Plan | Employer | Assets | Participants | Direct compensation |
|---|---|---|---|---|
| Principal Ease 401(k) Plan | Principal Life Insurance | $650,877,712 | 27,194 | $0 |
| American First National Bank 401(k) Retirement Savings Plan | American First National Bank | $58,602,930 | 249 | $0 |
| Rinker Design 401(k) Plan | Rinker Design Associates P. C. | $30,423,304 | 228 | $0 |
| N.A.S.W. Employees 401(k) Benefit Plan | National Association of Social Workers | $22,277,494 | 247 | $0 |
| Odyssea Marine 401(k) Plan | Odyssea Marine | $9,109,430 | 207 | $0 |
| Goldenwest Diamond Corporation 401(k) Plan | Goldenwest Diamond | $8,683,014 | 120 | $0 |
| Church of the Pentecost U.S.A., Inc. Pension 401(k) Plan | Church of the Pentecost U.S.A. | $7,865,154 | 130 | $0 |
| SBE2 401(k) Plan | SBE2 | $7,454,805 | 241 | $0 |
| JYG Innovations 401(k) Plan | JYG Innovations | $5,846,822 | 79 | $0 |
| Core Clinical Management 401(k) Plan | Core Clinical Management | $5,156,266 | 277 | $0 |
| Chapman & Prime 401(k) Profit Sharing Plan | Chapman Health Care Center | $4,902,894 | 208 | $0 |
| Arbutus Park Manor Retirement Savings Plan | Arbutus Park Manor | $4,314,936 | 363 | $0 |
| Southcoast Welding 401(k) Plan | Southcoast Welding & Manufacturing | $3,840,730 | 126 | $0 |
| LYND Management Group LLC 401(k) Plan | LYND Management Group | $1,954,066 | 222 | $0 |
| Trinity Care Providers 401(k) Profit Sharing Plan | Trinity Care Providers | $13,636 | 208 | $0 |
Form 5500 Schedule C Part I line 2, plan year 2024, plans with Schedule H financials and a 401(k) feature. Provider identity: Schedule C EIN where given, else the normalized name.